Municipal Securities Rulemaking Board

Results: 1131



#Item
781Securities / Financial markets / United States securities law / Municipal Securities Rulemaking Board / Securities market / Security / Auction rate security / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

183 of 218 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule changes. Proposed new language is underlined; proposed deletions are in brackets. *****

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Language: English - Date: 2013-10-02 09:44:32
782Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / Financial system / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-11-06 14:38:48
783United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / Government / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities Act / Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress

Notice of Filing of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Activities

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Source URL: www.sec.gov

Language: English - Date: 2010-11-15 10:46:25
784United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / 73rd United States Congress / U.S. Securities and Exchange Commission / Business / Financial system / Securities Exchange Act / Self-regulatory organization / Securities market / Financial regulation / Electronic Municipal Market Access / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]June 16, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Rela

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Language: English - Date: 2009-06-17 13:55:01
785Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Business / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / United States securities law / Financial regulation / Self-regulatory organizations

EXHIBIT 3 S T U D Y O U T L I N E

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Language: English - Date: 2012-11-21 12:30:11
786Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Electronic Municipal Market Access / Financial regulation / Municipal Securities Rulemaking Board / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 19, 2003 Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Boa

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Source URL: www.sec.gov

Language: English - Date: 2004-05-18 16:00:26
787United States securities law / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Investor Protection and Securities Reform Act / Tower Amendment / Self-regulatory organizations / Financial regulation / Municipal Securities Rulemaking Board

Notice of Filing of Amendments to Rule A-3, on Membership on the Board

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Source URL: www.sec.gov

Language: English - Date: 2010-12-14 11:22:14
788United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Securities regulation in the United States / Federal Reserve System / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-12-15 11:44:10
789Financial regulation / Economy of the United States / Law / Self-regulatory organizations / Chicago Board Options Exchange / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program; Rel. No[removed], File No. SR-CBOE[removed]

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Language: English - Date: 2005-12-09 15:04:59
790U.S. Securities and Exchange Commission / United States securities law / Securities Exchange Act / Financial system / Government / Tower Amendment / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]September 28, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating t

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Source URL: www.sec.gov

Language: English - Date: 2009-09-28 15:31:19
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